TradePMR has clearing arrangements with SAL Financial Services a division of Sterne-Agee
and Leach. For more than eighty years, Sterne, Agee & Leach, Inc. has served the
investment needs of the Southeast, maintaining a reputation for stability, integrity,
and innovation. Today the proud tradition of this privately owned firm continues.
A member of the New York Stock Exchange, Sterne, Agee & Leach, Inc. is a registered
broker/dealer, offering clients the advantages of a full-service firm. Its expertise
includes retail and institutional brokerage; investment banking and underwriting;
secondary trading of corporate, municipal, and government securities; and market
making in over-the-counter stocks. The clearing and execution system at Sterne,
Agee, & Leach, Inc. provides clients with the highest possible levels of accuracy,
efficiency and speed. The system allows direct order input from the advisor's desk
directly to the floor and operations, ensuring accurate delivery of information.
For more information visit Sterne, Agee & Leach, Inc.
Order Flow Disclosure
All broker-dealers are required by the Securities and Exchange Commission to make
a disclosure to customers concerning order routing practices and payment for order
flow received from market centers and regional exchanges to which the broker-dealer
routes orders for execution. We are providing you this information to assist you
in better understanding the process TradePMR employs.
TradePMR, Inc. receives payment for routing certain orders in equity securities
to specialized market maker firms for execution. Orders for securities entered at
the "market" or "at quote" limit prices may be eligible for such payments. Other
types of orders generally are not eligible for payments.
TradePMR and its affiliates believe that our order-routing policies may provide
significant benefits to our customers. Practices engaged by specialized market maker
firms and alternative market centers are designed to enhance quality and, most of
all, provide opportunities for price improvement.
TradePMR, upon written request, will provide specific information (i.e. whether
or not payment for order flow was received, the source of such payment, and the
amount of such payment) regarding any particular transaction in your account.
Best Execution
TradePMR, Inc. clears all of its business with its clearing firm Sterne Agee & Leach,
Inc. All order routing is sent to them, thus all Best Execution data can be found
on their website at
www.salclient.com.
Use the ORDER ROUTING INFORMATION link on the left to view this quarter’s data.