Forms for RIAs

All forms are in Adobe PDF format and require the Adobe® Acrobat® Reader™. Download and install the free Adobe Acrobat Reader.

Forms must be printed, completed, and sent to our offices:

Trade-PMR, Accounts Department
P.O. Box 358230
Gainesville, FL 32635-8230
Please make all checks payable to First Clearing, LLC.

New Advisor Application PDF File
IAR Application PDF File
Authorized User List PDF File
RIA Firm Update Form PDF File

New Account Forms

New Account Application — Individual/Joint PDF File
New Account Application — Retirement/Qualified PDF File
New Account Application — Non-Individual PDF File
Individual Account Holders Supplement PDF File
Non-Individual Account Holders Supplement PDF File
Appointment of Successor Custodian PDF File
Corporation Account Agreement — Security Cash Accounts PDF File
Corporation Account Agreement — Permitting Margin Transactions PDF File
IRA Beneficiary Designation PDF File
Limited Liability Company Authorization PDF File
Managed Accounts Agreement PDF File
Non—Corporate Agreement PDF File
Partnership Account Agreement PDF File
Parent Indemnification PDF File
Trustee Certification PDF File

Account Transfers

Account Transfer Form PDF File
DRS Transfer Authorization PDF File
Letter of Acceptance Request PDF File
One and Same Letter PDF File

Other Forms

Required New Account Forms PDF File
Access Online Authorization PDF File
Account Linking Application PDF File
Account Update Form PDF File
ACH Authorization Agreement PDF File
Authorization to Release Account Information Online
Client Agreement
Check Writing/Debit Card Application (Individual/Joint/Custodial/IRA) PDF File
Check Writing/Debit Card Application (Non-Individual) PDF File
Distribution Request for Qualified Plans PDF File
Distribution Request from an IRA PDF File
IRA Beneficiary Claim Form PDF File
IRA Contribution Form PDF File
IRA Recharacterization Form PDF File
Letter of Authorization to Wire Funds PDF File
Margin Agreement (Individual/Joint/Trust Accounts) PDF File
Options Agreement * PDF File
Periodic Investment Plan PDF File
Power of Attorney Supplement PDF File
Resignation of Custodian PDF File
Roth Conversion PDF File
Signature Validation Form PDF File
Third Party Trading Authorization PDF File
Transfer on Death Agreement PDF File

* Options trading entails significant risk and is not appropriate for all investors. Certain complex options strategies carry additional risk. Prior to applying for options, please read Characteristics and Risks of Standardized Options. Options trading privileges subject to TradePMR review and approval. Supporting documentation for any claims, if applicable, will be furnished upon request.