Forms for RIAs

All forms are in Adobe PDF format and require the Adobe® Acrobat® Reader™. Download and install the free Adobe Acrobat Reader.

Forms must be printed, completed, and sent to our offices:

Trade-PMR, Accounts Department
P.O. Box 358230
Gainesville, FL 32635-8230
Please make all checks payable to First Clearing, LLC.

Advisor Application
IAR Application
Authorized Employee List

New Account Forms

New Account Application — Individual/Joint
New Account Application — Retirement/Qualified
New Account Application — Non-Individual
Additional Account Holders Supplement
IRA Beneficiary Designation
Managed Accounts Agreement

Account Transfers

Account Transfer Form
Signature Validation Form

Other Forms

Required New Account Forms
Account Update Form
Account Linking Application
Distribution Request from an IRA
Distribution Request for Qualified Plans
ACH Authorization Agreement
Options Agreement
Margin Agreement
Check Writing/Debit Card Application (Individual)
Check Writing Application (IRA)
Check Writing/Debit Card Application (Non-Individual)
Letter of Authorization to Wire Funds
Transfer on Death Agreement
IRA Recharacterization
Roth Conversion
Periodic Investment Plan
Letter of Acceptance Request