Sterne Agee

Sterne Agee & Leach

TradePMR has partnered with Sterne Agee to execute and process securities transactions for your account. Through this relationship, we make available to the broker-dealer a wide range of investment products and services. All products and services are offered through TradePMR who, in turn, has access to Sterne Agee’s various departments.

Who is Sterne Agee?

Eighty years ago the founders of Sterne, Agee & Leach, Inc. began serving the investment needs of Alabama. They established the highest standards for stability, integrity and innovation. Today, the proud tradition of this privately-owned firm continues. Sterne, Agee & Leach has grown to be one of the most prestigious securities firms headquartered in the Southeast.

A member of the New York Stock Exchange, Sterne, Agee & Leach is a registered broker/dealer, offering clients the advantages of a full-service firm. Its expertise includes retail and institutional brokerage; investment banking and underwriting; secondary trading of corporate, municipal and government securities; and, market making in over-the-counter stocks. A full-time research staff and numerous other ancillary services are provided to serve the financial needs of clients. Furthermore, the firm’s insurance department offers a variety of quality annuity and life insurance products.

Historically, Sterne, Agee & Leach has provided investors with high quality, timely investment opportunities from across the nation. The firm’s founder, Mervyn H. Sterne, was recognized as the leading financial advisor to Alabama investors, corporations and government entities for over four decades.

Mr. Sterne established the firm in 1916, and later joined forces with George B. Ward, twice Mayor of Birmingham, to form Ward, Sterne & Co. They were joined by Rucker Agee in 1919, and two years later Edmund C. Leach founded a Montgomery, Alabama office for the firm.

In 1936, the group joined the National Association of Securities Dealers (NASD) and upon the death of George Ward in 1940, the firm name was changed to Sterne, Agee & Leach. In 1955 Henry S. Lynn acquired a seat on the New York Stock Exchange. That same year, Alonzo H. Lee became an associate member of the American Stock Exchange.

The partnership was changed to a corporation in 1964, and the firm became Sterne, Agee & Leach, Inc. Ten years later, it acquired the business of Shropshire, Frazer & Co., an investment-banking firm in Mobile, Alabama. Sterne, Agee & Leach, Inc. was further strengthened in 1990 through its consolidation with First Birmingham Securities Corporation, another Birmingham firm founded in 1972 by James S. Holbrook, Jr., who now serves as the firm’s CEO. In 1993, Sterne Agee Asset Management was organized to provide professional fee-based discretionary asset management services to taxable and tax-exempt clients. September 30, 1995, marked the first-year anniversary of The Trust Company of Sterne, Agee & Leach, Inc., which specializes in employee benefit and personal trust services.

The firm has offices and subsidiaries in Birmingham, Mobile, and Montgomery, Alabama; Little Rock, Arkansas; Atlanta and Savannah, Georgia; Baton Rouge, Louisiana; Jackson, Mississippi; and, Charleston, South Carolina. In all of its offices, the employees of Sterne, Agee & Leach, Inc. are diligent in their commitment to clients and community. In addition to corporate responsibilities, employees are encouraged to use their time, talents and resources to benefit civic and charitable groups. Representatives of the firm are leaders in many worthwhile and prestigious organizations representing education, local government, the arts and numerous other groups.

Today, the reputation that Mervyn H. Sterne secured for the company in Alabama has spread throughout the national financial community. The firm has retained its regional expertise and consistently provides clients with financial products that are rewarding and appropriate to their needs. At the same time, the scope of the firm is expanding to serve other southeastern investors and to sell securities in the world market. Through all of these efforts, members of the firm are committed to continuing the tradition of excellence initiated by the firm’s founders.