RIA Account Records

View and Manage Client Statements, Confirms, and more.

Account Records is a centralized location for your client's account documents. You can view Statements, Confirms, and 1099s for individual accounts or download them with ease. With Linked Accounts, you can associate different client accounts so they can be viewed from a single account login. Combine Statements lets you consolidate multiple statements into a single envelope for mailing or electronic delivery.

Statements

The Statements screen allows you to view your client’s statements for any selected month. Use the Filter to narrow down the list of statements to view. To see a statement PDF, simply click the View link. If a client has elected consolidated statements…
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Records - Statements

Confirms

The Confirms screen allows you to view your client’s trade confirmations for any selected month. Use the Filter to narrow down the list of confirms to view, including a specific security. To see a confirm PDF, simply click the View link. You can download all the filtered confirms…
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Records - Confirms

Linked Accounts

The Linked Accounts screen allows you to associate accounts for the same client so they can be viewed from a single account login. To Link an account, select the primary account from the list and click Edit Linked Accounts. Simply select one or more accounts to link to the primary account…
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Records - Household - Linked Accounts

Combined Statements

The Combine Statements screen allows you to have multiple client statements consolidated into a single envelope for mailing or electronic viewing. This feature is also known as Statement House-holding and is typically used to prevent a client with multiple accounts from receiving…
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Records - Household - Combine Statements