RIA Account Workbook

Portfolio

The Portfolio screen shows each position in an account, along with its cost basis and unrealized gain or loss. You can view the individual tax lots for a position by clicking the plus sign to the left. Right click on any position or tax lot to quickly place a sell or buy order…

Gains and Losses

The Gains and Losses tab shows realized gains and losses for the selected account. This page includes the open date, close date, original cost amount and the closing cost amount of the position along with the realized dollar amount. You can filter by the Current Tax Year…

Positions

The Positions page shows all positions in a client's accounts, along with their current market price and value. From this screen you can sell one or multiple positions by clicking the checkbox to the left of the position and clicking Sell. You can also create a Basket of trades for later execution by clicking the Create Basket button…

Account Information

The Account Information page provides demographic information about a client account including name, address, tax id, phone number, birth date, and email addresses. It also provides information about account type, investment objectives, and cash standing instructions.

Balances

The Balances page displays both snapshot and detailed information about an account's balance. This page includes Account Value, Market Value, Margin Balance, Funds Available, and Buying Power. It also provides details about Money Market Funds, Pending Trades, and Margin Accounts.

Order Inquiry

The Order Inquiry screen gives you a quick view of any Equity, Fixed Income, or Mutual Fund trades placed on an account. From this screen you can Change or Cancel a pending equity order. You can also use the Filter to view orders from previous trading days. You can even filter by Order Status or Action…

Activity

The Activity screen shows you all the transactions that have occurred on an account in date order. You can filter on Activity Type, Cash or Margin Account Type, or a specific security symbol. You can even filter on a specific date range. As with most screens in eCustody, you can sort columns…

Trading - Stocks

The Stocks Trading screen allows you to buy and sell equities. Stop, Limit, Market, or Stop Limit orders can be created, and the trading screen can be customized to streamline the order process or to allow for maximum flexibility in order creation. Time limits can be set for each order…

Trading - Options

The Options Trading screen allows you to buy and sell options. As with the Stock Trading screen, Stop, Limit, Market, or Stop Limit orders can be created, and the trading screen can be customized to streamline the order process or to allow for maximum flexibility in order creation. Time limits can be set for each order…

Trading - Mutual Funds

The Mutual Funds Trading Screen allows you to buy and sell Mutual Funds. Partial and Full Liquidations, as well as Partial and Full Fund Exchanges are available. As with all eCustody trading screens, the Mututal Funds screen can be customized to streamline the order process or to allow for maximum flexibility.

Trading - UITs

The UIT Trading screen allows you to buy and sell Unit Investment Trusts, or UITs. Short Sells and Short Exempt Sells are available, and the trading screen can be customized to streamline the order process or to allow for maximum flexibility in order creation. Time limits can be set for each order…