4 min read
4 Tips to Get Your Team Ready for a Custodial Transition
How to Give the Pre-Game Pep Talk Before Moving RIA Custodians Picture this: a brisk Superbowl Sunday. Your team’s huddled in the locker room getting ready for the biggest game of the year. Before kickoff, the captains lead a rousing pre-game pep ...
Topics:
RIA practice
RIAs
Transition
5 min read
Differentiating Your Firm: Best Practices for RIAs to Expand their Offerings
How RIAs can broaden their services without derailing their businesses. Over the past two decades, financial planning offerings have spread throughout the wealth management industry. What was once seen as a niche offering has become increasingly ...
Topics:
RIA technology
RIAs
Technology
Registered Investment Advisor
Custodial Service Providers
RIA Custodians
3 min read
TradePMR's Boutique Approach to Scaling Service, Prioritizing RIAs
Since its inception, TradePMR prioritizes service over size. Being one of the biggest firms in any industry can have perks. With size comes scale, and a company can make significant acquisitions – in essence, buy their way to become the biggest ...
Topics:
RIAs
Transition
Service
Custodial Service Providers
RIA Custodians
3 min read
Making a Custodial Transition? How to Have Effective Client Conversations
Get the Four-Point Checklist to help guide your discussions. So, it’s time for “the talk” with your clients.
Topics:
RIA practice
RIAs
Transition
5 min read
Paralyzed by Choices? Start with a Strong Tech Core and Build from There.
Tips to select the RIA technologies to support your unique business. RIAs face a unique challenge when it comes to technology: too many choices.
Topics:
RIA technology
RIAs
Custodial Service Providers
RIA Custodians
Integrations
4 min read
Make Your Transition on Your Own Terms, Not Your Custodian’s
Don’t get stuck on an unreasonable transition timeline - control your RIA’s future During an RIA custodian merger, there can be a lot of uncertainty. It seems like the story changes depending on the day.
Topics:
RIAs
Transition
Service
Registered Investment Advisor
RIA Custodians
4 min read
Finding the Right RIA Custodian to Fit Your Firm.
Tips to align your technology and custodial services search with your long-term goals and success. Carpenters have a saying, “measure twice, cut once”. A similar sentiment can be shared about searching for a new RIA technology and custodial services ...
Topics:
RIA technology
RIAs
Service
Registered Investment Advisor
Custodial Service Providers
RIA Custodians
5 min read
Why Zero Fee May Not Equate to “Free” for RIAs - Behind the Scenes of RIA Custodian Pricing
How RIAs can benefit from a custom pricing structure designed to fit how they serve investors. In recent years, multiple RIA custodians announced that they were moving to “zero-fee trading.” But what does that really mean? Does it mean free? Or no ...
Topics:
RIAs
Registered Investment Advisor
Pricing
Custodial Service Providers
RIA Custodians
5 min read
Three Service Attributes to Evaluate Before Signing on with a New Provider
How RIAs can help ensure their next RIA custodian offers the support they need to succeed. Let’s face it, migrating clients to a new custodial service provider sounds like a big task – and it is. It will require extra time and it can potentially be ...
Topics:
RIAs
Transition
Service
Registered Investment Advisor
Custodial Service Providers
RIA Custodians
